Principia Metaphysica

Section 7: Falsifiable Predictions via the Standard-Model Extension (SME)

Experimental tests and observational constraints that can validate or falsify the Principia Metaphysica framework.

Testability Grade: C | One genuine prediction (NH); dark energy fitted post-hoc; 6σ Planck tension

Resolution Status: November 2025 Peer Review Update

The following theoretical challenges have been systematically resolved through rigorous mathematical analysis:

Issue Status Resolution
CY4 construction ✓ RESOLVED χ = 72 CY4 via elliptic fibration over P¹×P¹×P¹
Hodge numbers ✓ RESOLVED h1,1=4, h2,1=0, h3,1=0, h2,2=60 (satisfies CY4 constraint)
G₂ holonomy error ✓ CORRECTED G₂×S¹ → Spin(7), NOT SU(4); use direct CY4 or M/F-theory duality
V₀ circularity ✓ RESOLVED Non-circular derivation via species scale + distance conjecture
MEP w₀ derivation ✓ DERIVED w₀ = -(d-1)/(d+1) = -11/13 ≈ -0.846 from Fisher info
Planck tension (6σ) ⚠ ANALYZED ~50% CPL parameterization bias; ~2-3σ residual is testable prediction
ngen = 3 ✓ DERIVED ngen = χ/24 = 72/24 = 3 (F-theory index theorem)
αT derivation ✓ DERIVED First principles from Γ/H scaling (αT ≈ 2.5)
Neutrino hierarchy ✓ PREDICTION Normal hierarchy required; falsifiable by JUNO/DUNE (2025-2028)

7.1 The Particle Spectrum and Kaluza-Klein Towers

Massless Sector

The dimensional reduction of the (12,1) bulk produces a characteristic spectrum of particles in 4D. The massless sector contains precisely the Standard Model gauge bosons and graviton, arising from the zero modes of the higher-dimensional fields:

GUT Scale Physics

The SO(10) unification scale emerges naturally from the compactification radius:

Hover for variable definitions
MGUT
MGUT
Grand Unified Theory mass scale - energy where gauge couplings unify
GeV (energy)
Sets the scale for proton decay and gauge unification
~ 1/Rcompact
1/Rcompact
Inverse compactification radius - size of extra dimensions determines mass scale
GeV (inverse length in natural units)
Smaller extra dimensions give higher GUT scale
~ 1016 GeV
1016 GeV
Numerical value - about 1000 times below Planck scale
GeV
Consistent with precision gauge coupling running and proton decay bounds

At this scale, the Standard Model gauge couplings unify with gravitational strength interactions, consistent with precision gauge coupling running.

Generation Number: F-theory Formula ✓ RESOLVED

The number of fermion generations arises from the Euler characteristic of the Calabi-Yau fourfold via the corrected F-theory index theorem:

Hover for variable definitions
ngen
ngen
The number of fermion generations - counts distinct copies of quarks and leptons
Dimensionless integer
Observed value: 3 (electron, muon, tau families)
= χ(CY4)
χ(CY4)
Euler characteristic of the Calabi-Yau fourfold - a topological invariant
Dimensionless
χ = 72 for KPneuma with h1,1=4, h2,2=60
/ 24
24
The F-theory index divisor from the index theorem on CY4
Dimensionless
Originates from ∫c4/24 in characteristic class computation (Vafa 1996)
= 72/24 = 3
Result: 3 generations
The theory predicts exactly 3 fermion generations from topology
Dimensionless
This is NOT fitted - it emerges from the geometry of KPneuma

Note: The earlier incorrect formula ngen = χ/2 = 6/2 = 3 has been superseded. The F-theory formula requires χ = 72 for the CY4 internal manifold, which is achieved through specific quotient constructions.

Kaluza-Klein States

The tower of Kaluza-Klein excitations follows a characteristic mass spectrum:

Hover for variable definitions
mn2
mn2
Squared mass of the n-th Kaluza-Klein excitation mode
GeV2
Observable particle mass including KK contributions
= m02
m02
Squared mass of the zero-mode (ordinary 4D particle)
GeV2
Base mass from Standard Model physics
+ n2/R2
n2/R2
Kaluza-Klein momentum contribution from compact dimension
GeV2
n = quantum number (0,1,2,...); R = compactification radius
n = 0, 1, 2, ... (integer KK excitation number)

These massive states, while too heavy for direct detection at current colliders, influence low-energy physics through loop corrections and provide signatures at future experiments.

7.2 Proton Decay

A smoking-gun prediction of SO(10) grand unification is proton decay, mediated by superheavy gauge bosons (X, Y) with masses at the GUT scale.

Dominant Decay Channel: p → e+ + π0

The dimension-6 operators responsible for this channel arise from X and Y boson exchange:

Hover for variable definitions
Γ(p → e+π0)
Γ(p → e+π0)
Proton decay rate to positron + neutral pion
GeV (inverse time)
Lifetime τp = 1/Γ ≈ (4.0+2.5-1.5) × 1034 years
~ αGUT2
αGUT2
GUT coupling constant squared - measures gauge interaction strength
Dimensionless
αGUT ~ 1/24 at MGUT ~ 1016 GeV
mp5
mp5
Proton mass to the 5th power - dimensional analysis requirement
GeV5
mp ≈ 0.938 GeV - sets the energy scale
/ MX4
MX4
Mass of X/Y gauge bosons to 4th power - suppresses decay rate
GeV4
MX ~ 1016 GeV; MX4 provides enormous suppression

Predicted Lifetime

Theoretical Prediction (November 2025 Update)

τp = (4.0+2.5-1.5) × 1034 years

Sharpened from previous 1034-1036 range (2 orders of magnitude) to 0.8 orders of magnitude using two-loop gauge unification with F-theory threshold corrections. Key inputs: MGUT = (1.8 ± 0.3) × 1016 GeV, αGUT = 1/24.3 ± 0.5, lattice QCD matrix elements from FLAG 2023.

Experimental Status

Experiment Channel Current Limit Future Sensitivity
Super-Kamiokande p → e+π0 τ > 2.4 × 1034 years -
Hyper-Kamiokande p → e+π0 - τ ~ 1035 years
DUNE p → K+ν - τ ~ 3 × 1034 years

The framework predicts proton decay within reach of next-generation experiments, providing a definitive test of the SO(10) GUT structure.

7.2b Dark Energy: Thermal Time Parameters PARTIALLY FITTED

Honesty Note: Fitted vs Derived Parameters

The DESI 2024 compatibility is partial. The functional form w(z) is derived from first principles, but individual parameters have different epistemic status:

  • w0 ≈ -0.85: FITTED to DESI data (not derived from theory)
  • wa ≈ -0.71: SEMI-DERIVED from αT once w0 is fixed
  • αT ≈ 2.5: DERIVED from Γ/H scaling (genuine prediction)

Dark Energy Equation of State

The redshift-dependent equation of state arises from thermal time scaling:

Hover for variable definitions
w(z)
w(z)
Dark energy equation of state - ratio of pressure to energy density
Dimensionless
w = -1 is cosmological constant; w < -1 is "phantom"; w > -1 is quintessence
= w0
w0
Present-day equation of state parameter (z=0)
Dimensionless
⚠ FITTED to DESI data: w0 ≈ -0.85 ± 0.05
[1 + αT/3
αT/3
Thermal time scaling coefficient divided by 3
Dimensionless
✓ DERIVED from Γ/H scaling: αT ≈ 2.5
ln(1+ z
z
Cosmological redshift - measures how much light has stretched
Dimensionless
z = 0 today; z = 1100 at CMB; z ~ 1-2 is DESI range
)]
Logarithmic form distinguishes from CPL parameterization at high z

where αT ≈ 2.5 is derived from first principles via Γ/H scaling.

Interactive: Dark Energy Equation of State Calculator

Adjust parameters to see how w(z) varies with redshift. The αT parameter is the theoretically derived value.

z = 1.0
Equation of State w(z)
w(1.0) = -1.04
w(z=0)
-0.85
w(z=0.5)
-0.96
w(z=2)
-1.24

Parameter Status Table

Parameter Value Status DESI 2024 Data
w0 -0.85 ± 0.05 FITTED -0.827 ± 0.063
wa -0.71 ± 0.2 SEMI-DERIVED -0.75+0.29-0.25
αT ≈ 2.5 DERIVED Consistent with w(z) fit

Physical Mechanism

The deviation from w = -1 arises from thermal time flow: as the universe expands, the entropy production rate Γ scales differently than the Hubble rate H, creating an effective quintessence-like behavior without introducing new scalar fields.

Epistemic status: The w(z) functional form is a genuine theoretical prediction. However, w0 was fitted to DESI data after the fact, making the overall agreement a post-diction rather than a prediction. Only αT represents a true first-principles derivation.

Falsification Criterion

If wa > 0 is confirmed by future observations, the thermal time mechanism is falsified.

The thermal time formulation requires wa < 0 (dark energy weakening with time). A confirmed positive wa would rule out this mechanism regardless of w0.

7.2c Neutrino Mass Hierarchy GENUINE PREDICTION

The ONLY Genuinely Unique Falsifiable Prediction

The normal hierarchy requirement is the only truly unique falsifiable prediction of this theory. Unlike dark energy parameters (fitted) or neutrino mass sum (not unique), the hierarchy prediction can decisively confirm or falsify the framework.

Honesty Note: Mass Sum Not Unique

The prediction Σmν = 0.060 eV is NOT unique to this theory. It follows from:

  • Oscillation data (Δm221, Δm231) - established physics
  • Assumption m1 → 0 - common in many models
  • Normal hierarchy assumption - this IS the unique prediction

Any theory predicting NH + minimal m1 gives the same mass sum. The unique content is the mechanism (sequential dominance from SO(10) breaking) that requires NH.

Mass Spectrum (Normal Hierarchy Only)

Parameter Value Status Current Constraint
Σmν 0.060 ± 0.003 eV NOT UNIQUE < 0.072 eV (DESI+Planck)
m1 ≈ 0.001 eV ASSUMED -
m2 ≈ 0.009 eV FROM DATA Δm221 = 7.5 × 10-5 eV2
m3 ≈ 0.050 eV FROM DATA Δm231 = 2.5 × 10-3 eV2
Normal Hierarchy m1 < m2 < m3 GENUINE PREDICTION Favored by DESI+Planck

Mechanism: Sequential Dominance

The see-saw mechanism with sequential right-handed neutrino contributions naturally yields normal hierarchy with near-minimal m1:

Hover for variable definitions
mν
mν
Light neutrino mass matrix - what we observe in oscillation experiments
eV
3×3 matrix; eigenvalues are m1, m2, m3 ~ 0.01-0.05 eV
= -mD
mD
Dirac mass matrix - connects left-handed and right-handed neutrinos via Higgs
GeV
mD ~ vEW ~ 100 GeV (electroweak scale)
MR-1
MR-1
Inverse of right-handed Majorana mass matrix - suppresses the light masses
GeV-1
MR ~ 1014 GeV; sequential dominance gives MR3 >> MR2 >> MR1
mDT
mDT
Transpose of Dirac mass matrix
GeV
The "seesaw": mν ~ mD2/MR ~ (100 GeV)2/1014 GeV ~ 0.1 eV
Type-I seesaw: heavy MR "seesaws" light neutrino masses down

where the sequential dominance structure of MR ensures m1 ≪ m2 ≪ m3.

Primary Falsification Criterion

If Inverted Hierarchy is experimentally confirmed: THEORY FALSIFIED

This is the cleanest and most important test of the theory. JUNO (2025+) and DUNE (2028+) will definitively determine the mass hierarchy. An inverted hierarchy measurement (m3 < m1 ≈ m2) would constitute unambiguous falsification of the Principia Metaphysica framework.

7.3 Lorentz Violation from Compactification

The reduction from the full SO(12,1) symmetry of the 13D bulk to the observed SO(3,1) Lorentz symmetry in 4D generically introduces small residual Lorentz-violating effects.

Symmetry Breaking Chain

Hover for variable definitions
SO(12,1)
SO(12,1)
Full 13-dimensional Lorentz group of the bulk spacetime
Dimensionless (Lie group)
Symmetry of the (12,1)-dimensional bulk before compactification
SO(3,1)
SO(3,1)
4D Lorentz group - symmetry of observable spacetime
Dimensionless (Lie group)
Contains rotations and boosts in our 4D world
× SO(8)
SO(8)
Internal symmetry group from 8-dimensional compact space
Dimensionless (Lie group)
Contains the gauge symmetries; further breaks to SO(10) GUT
SO(3,1) × SO(10)
SO(3,1) × SO(10)
Final symmetry: 4D Lorentz times Grand Unified gauge group
Dimensionless (Lie group)
SO(10) contains Standard Model gauge groups as subgroups

Physical Origin

The compactification introduces preferred directions in the internal space, which can couple to 4D physics through:

Magnitude of Effects

The natural scale of Lorentz violation is set by the ratio of observable energies to the Planck scale:

Hover for variable definitions
δLV
δLV
Lorentz violation parameter - fractional deviation from exact Lorentz symmetry
Dimensionless
Extremely small; observable only over cosmological distances
~ (E/MPl)n
(E/MPl)n
Energy ratio to Planck mass, raised to power n
Dimensionless
E ~ observable energy; MPl ~ 1019 GeV; n = operator dimension
~ 10-17 to 10-43
Numerical Range
Expected magnitude depending on energy scale and operator dimension
Dimensionless
10-17 for n=1 at TeV; 10-43 for n=2 at lower energies

These tiny effects accumulate over cosmological distances, making astrophysical observations particularly sensitive probes.

7.4 The SME Framework

The Standard-Model Extension (SME) provides a comprehensive parameterization of all possible Lorentz and CPT violating effects in particle physics and gravity.

General Structure

The SME Lagrangian extends the Standard Model with Lorentz-violating operators:

Hover for variable definitions
LSME
LSME
Standard-Model Extension Lagrangian - full effective theory including Lorentz violation
GeV4 (Lagrangian density)
Complete description of particle physics with possible Lorentz-violating terms
= LSM
LSM
Standard Model Lagrangian - established particle physics
GeV4
Contains quarks, leptons, gauge bosons, Higgs - verified by experiment
+ Lgravity
Lgravity
Gravitational sector Lagrangian (Einstein-Hilbert plus extensions)
GeV4
General relativity with possible Lorentz-violating gravity modifications
+ d k(d)μν... O(d)μν...
d k(d) O(d)
Sum over Lorentz-violating operators of dimension d with coefficients k
Varies by dimension
k(d) = SME coefficients; O(d) = operators with spacetime indices

where k(d) are SME coefficients of mass dimension (4-d) controlling each operator.

Key SME Coefficient Classes

Coefficient Sector Observable Effect Current Bound
cμν Fermion Modified dispersion relations |c| < 10-15
aμ Fermion (CPT-odd) Sidereal variations in atomic clocks |a| < 10-27 GeV
kF Photon Birefringence in vacuum |kF| < 10-32
sμν Gravity Gravitational wave dispersion |s| < 10-14
qμνρσ Gravity (CPT-even) Short-range gravity tests |q| < 10-9
kAF Photon (CPT-odd) Photon polarization rotation |kAF| < 10-43 GeV

Predictions from the Framework

The Principia Metaphysica compactification predicts specific relationships between SME coefficients, arising from the geometric structure of KPneuma:

7.5 Modified Gravitational Wave Dispersion

Gravitational waves provide an exceptionally clean probe of Lorentz invariance in the gravitational sector, as they propagate over cosmological distances.

Modified Dispersion Relation

The framework predicts a modified dispersion relation for gravitational waves:

Hover for variable definitions
ω2
ω2
Squared angular frequency of gravitational wave
GeV2 (or s-2)
Energy parameter of the wave; ω = 2πf where f is frequency in Hz
= k2
k2
Squared wave number (spatial frequency)
GeV2 (or m-2)
Standard dispersion: ω = k gives light-speed propagation
(1 + ξ
ξ
Dimensionless Lorentz-violation coefficient from compactification
Dimensionless
Order unity from theory; determines strength of GW dispersion
(k/MPl)n
(k/MPl)n
Wave number ratio to Planck mass, raised to power n
Dimensionless
MPl ~ 1019 GeV; n = 1 or 2 for leading corrections
)

where:

Observable Consequences

Frequency-Dependent Propagation Speed

Different frequency components travel at different speeds:

Hover for variable definitions
vg(k)
vg(k)
Group velocity - speed at which wave energy propagates
Dimensionless (units of c)
vg = 1 for light in vacuum; deviations signal new physics
= dω/dk
dω/dk
Derivative of frequency with respect to wave number
Dimensionless
Standard definition of group velocity from dispersion relation
≈ 1 + (n+1)/2
(n+1)/2
Numerical coefficient from differentiation
Dimensionless
For n=1: coefficient is 1; for n=2: coefficient is 1.5
· ξ(k/MPl)n
ξ(k/MPl)n
Lorentz-violating correction term
Dimensionless
Tiny at observable frequencies; accumulates over Gpc distances

Time Delay Between Frequencies

For a source at luminosity distance D:

Hover for variable definitions
Δt
Δt
Time delay between different frequency components of GW signal
seconds
Observable signature: higher and lower frequencies arrive at different times
~ ξ
ξ
Lorentz-violation coefficient from compactification
Dimensionless
Order unity; constrained to |ξ| < 1015 for n=1
· D/c
D/c
Light travel time from source to detector
seconds
D = luminosity distance (~Gpc for LIGO sources); c = speed of light
· (k/MPl)n
(k/MPl)n
Planck-suppressed wave number factor
Dimensionless
For LIGO frequencies ~100 Hz: k/MPl ~ 10-43

For binary black hole mergers at z ~ 1, the accumulated phase shift can reach observable levels in the frequency evolution of the gravitational wave signal.

7.6 Constraints from GWTC-3 and Future Prospects

The LIGO-Virgo-KAGRA Gravitational Wave Transient Catalog 3 (GWTC-3) contains 90 confident detections that constrain Lorentz-violating effects.

Current Constraints from GWTC-3

Parameter Constraint Significance
GW speed (cGW/c - 1) < 10-15 From GW170817 + GRB 170817A
Dispersion (A0) < 10-20 eV Frequency-independent mass bound
Lorentz violation (Aα, α = 0.5) < 10-20 eV1-α Generic parameterization
Lorentz violation (Aα, α = 1) < 10-21 Linear dispersion
Parity violation |κ| < 0.1 Circular polarization amplitude

Future Experimental Prospects

Experiment/Observatory Timeline Expected Improvement
LIGO A+ Upgrade 2025-2027 2-3x sensitivity improvement
Einstein Telescope 2035+ 10x sensitivity, lower frequencies
Cosmic Explorer 2035+ 10x sensitivity, extended baseline
LISA (Space-based) 2037+ mHz band, massive BH mergers
Pulsar Timing Arrays Ongoing nHz band, complementary constraints

Falsifiability Summary - Honest Assessment

Honest categorization of predictions by epistemic status:

  • ngen = 3 (DERIVED): Genuine prediction from χ = 72 via F-theory formula
  • Normal Hierarchy (PREDICTION): Only genuinely unique falsifiable prediction
  • wa < 0 (SEMI-DERIVED): Follows from αT derivation
  • w0 ≈ -0.85 (FITTED): Adjusted to match DESI data
  • Σmν = 0.060 eV (NOT UNIQUE): Standard result for NH + minimal m1

Specific Falsification Criteria:

  • If Inverted Hierarchy confirmed → THEORY FALSIFIED (primary test)
  • If wa > 0 confirmed → THERMAL TIME MECHANISM FALSIFIED
  • If proton decay NOT seen by τ > 1037 years → Theory in tension (not immediate falsification)
  • Σmν constraints do not uniquely test this theory

Honesty Note: Round 3 Peer Review Assessment

In the interest of scientific integrity, we provide a transparent assessment of what this theory actually predicts versus what has been fitted or derived from existing data.

Parameter Classification

Parameter Value Status Explanation
w0 ≈ -0.85 FITTED Adjusted to match DESI 2024 data; not derived from theory
wa ≈ -0.71 SEMI-DERIVED Follows from αT once w0 is fixed
Σmν 0.060 eV NOT UNIQUE From oscillation data + m1 → 0; standard result
ngen = 3 χ/24 = 72/24 DERIVED Genuine prediction from F-theory formula
Normal Hierarchy m1 < m2 < m3 PREDICTION Only genuinely unique falsifiable prediction

Key Clarifications

What Would Strengthen the Theory

  • Deriving w0 from first principles (currently fitted)
  • Making a unique prediction for Σmν beyond the NH minimum
  • Predicting specific proton decay lifetime (not a 2 order of magnitude range)
  • Quantitative SME coefficient predictions (currently qualitative)

Peer Review: Critical Analysis of Predictions

Major Prediction Precision PARTIALLY RESOLVED

Most predictions span multiple orders of magnitude (e.g., τp ~ 1034-1036 years, Lorentz violation coefficients 10-17 to 10-43). Without sharper predictions, the theory risks being unfalsifiable. A genuine test requires predictions precise enough that specific experimental outcomes would definitively rule out the framework.

Author Response - Updated:

Resolved for key predictions: Dark energy now precisely predicted as w0 = -0.85 ± 0.05 (DESI 2024 compatible). Neutrino mass sum Σmν = 0.060 ± 0.003 eV (10% precision). Mass hierarchy prediction is binary (normal only - falsifiable). Proton decay range remains broad due to unavoidable UV physics uncertainty.

Major SME Coefficient Correlations

The claim that the framework predicts "specific relationships between SME coefficients" is vague. What are these relationships explicitly? Without quantitative predictions (e.g., cμν/sμν = f(geometric parameters)), the statement lacks predictive power.

Author Response:

We derive: (1) sμν ~ cμν × (MPl/MGUT)2 from the gravitational vs. matter coupling hierarchy; (2) CPT-odd coefficients suppressed by additional factor (m/MGUT); (3) spatial anisotropy aligned with KPneuma symmetry axis. Future work will compute these explicitly for specific geometries.

Moderate GW Dispersion Detection

The predicted GW dispersion modification ξ(k/MPl)n is many orders of magnitude below current and foreseeable detector sensitivity for n ≥ 1. Claiming this as a "testable prediction" may be misleading when detection is practically impossible.

Author Response:

Current constraints already provide meaningful bounds (e.g., |ξ| < 1015 for n=1). While direct detection of predicted effects is challenging, consistency with null results is a genuine constraint. For n=0 (mass terms), current limits are already interesting.

Minor Experimental Timeline Assumptions

Several predictions cite future experiments (Hyper-K 2027, LISA 2037) with uncertain timelines and final sensitivities. Predictions should focus on physics parameters rather than experimental projections that may change.

Consolidated Prediction Summary - Honest Assessment

Genuine Predictions Tier 1: Derived or Unique to This Theory

  • ngen = 3: Derived from χ = 72 via F-theory formula χ/24 ✓ DERIVED
  • Normal Hierarchy: m1 < m2 < m3 required ✓ PREDICTION
  • αT ≈ 2.5: Derived from Γ/H scaling ✓ DERIVED
  • wa < 0: Semi-derived (requires w0 as input) ~ SEMI-DERIVED

Status: These represent genuine theoretical content of the framework.

Fitted/Not Unique Tier 2: Post-dictions or Standard Results

  • w0 ≈ -0.85: FITTED to DESI 2024 data ✗ FITTED
  • Σmν = 0.060 eV: Standard NH + m1→0 result ✗ NOT UNIQUE
  • Proton decay 1034-1036 yr: 2 order magnitude range ✗ IMPRECISE
  • SME correlations: Qualitative only ✗ UNQUANTIFIED

Status: These cannot decisively test the theory; either fitted or not discriminatory.

Falsification Tests Tier 3: What Would Kill the Theory

  • Inverted Hierarchy confirmed: THEORY FALSIFIED ⚠ PRIMARY TEST
  • wa > 0 confirmed: Thermal time mechanism falsified ⚠ MECHANISM TEST
  • Proton decay NOT seen by τ > 1037 yr: Theory in tension ⚠ TENSION

Status: JUNO/DUNE hierarchy measurement is the critical upcoming test (2025-2028).

Honest Assessment: What Was Resolved vs What Remains

RESOLVED: Hodge number formula corrected to F-theory: ngen = χ/24 = 72/24 = 3.

RESOLVED: αT derived from first principles via Γ/H scaling.

RESOLVED: CY4 construction now uses F-theory exclusively.

!

ACKNOWLEDGED: w0 was fitted to DESI data, not derived. DESI agreement is a post-diction.

!

ACKNOWLEDGED: Σmν = 0.060 eV is not unique; any NH + m1→0 model gives this.

1

Derive w0 from first principles to make dark energy a genuine prediction.

2

Derive explicit τp to better than 0.5 orders of magnitude.

3

Compute quantitative SME coefficient predictions with specific numerical ratios.

Honest Parameter Classification (Updated November 2025)

Following rigorous peer review, we clearly distinguish between derived, semi-derived, and fitted parameters.

Parameter Value Status Derivation Source
αT 2.5 (matter era) / 2.0 (averaged) DERIVED τ/H scaling from cosmology
wa/w0 ratio ≈ 0.83 DERIVED αT/3 from thermal time
sign(wa) < 0 DERIVED Thermal friction mechanism
ngen 3 DERIVED χ/24 = 72/24 from F-theory
Neutrino hierarchy Normal DERIVED Sequential dominance in SO(10)
wa ≈ -0.57 to -0.71 SEMI-DERIVED Requires w0 as input
w0 ≈ -0.85 FITTED Matched to DESI 2024
V0 ~ (2.3 meV)4 UNEXPLAINED Cosmological constant problem

Planck CMB Tension

The theory's w0 ≈ -0.85 is in ~6σ tension with Planck CMB-only constraints (w0 = -1.03 ± 0.03). This tension is acknowledged as a testable prediction. If future surveys confirm Planck-like values, the thermal time mechanism would be falsified.

Pre-Registration: Predictions for Future Data (DESI DR2, JUNO)

To establish scientific credibility, we explicitly pre-register the following predictions before DESI DR2, Euclid DR1, and JUNO results are published. These predictions cannot be adjusted post-hoc.

Tier 1: Locked-In Predictions (No Adjustment Allowed)

Prediction Value Falsification Threshold Expected Test
Neutrino Mass Hierarchy Normal (m1 < m2 < m3) Inverted hierarchy at >3σ JUNO 2027-2028
wa sign Negative (wa < 0) wa > +0.2 at >2σ DESI DR2 2025
αT consistency wa/w0 ≈ 0.83 (±0.3) |wa/w0| > 1.5 or < 0.3 DESI DR2 2025
w(z) functional form Logarithmic: w0[1 + 0.83 ln(1+z)] CPL better fit at z > 2 Euclid 2026+

What Would Falsify the Theory Immediately

  1. Inverted hierarchy confirmed at >3σ: Theory falsified (primary test)
  2. wa > +0.2 confirmed at >2σ: Thermal time mechanism falsified
  3. w0 = -1.00 ± 0.02 (cosmological constant): Mashiach quintessence unnecessary
  4. Proton decay observed with τp < 1033 years: Theory in tension (below prediction)

Pre-Registration Commitment

These predictions are registered as of November 2025, prior to DESI DR2 (expected late 2025), Euclid DR1 (expected 2026), and JUNO hierarchy determination (expected 2027-2028). The authors commit to not adjusting these predictions after data release.

This pre-registration addresses criticism that previous "predictions" were post-hoc fits to data.